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SOCI Questionnaire
Claim against Hargreaves Lansdown (HL) relating to the Woodford Equity Income Fund (WEIF).

Important supplementary questions required by Order of the Court. Please answer all questions.

SCHEDULE OF CLAIMANT INFORMATION (SOCI)

(You can find this on correspondence from HL, or on one of your investment reports, or on your online HL account)
3. How would you describe yourself as an investor in shares/bonds/funds:
4. With regard to the Wealth 150 / Wealth 50 List (the “Wealth List”) produced by HL, which of the following most accurately describes you at the time you decided to invest in the Woodford Equity Income Fund (“WEIF”):
5. With regard to the WEIF’s inclusion on the Wealth List at the time you decided to invest in the WEIF, which most accurately describes you:
6. Did you read news or information from HL regarding the WEIF and its inclusion in the Wealth List in the period between first investing in the WEIF and the suspension of the WEIF on 3 June 2019?
7. With regard to the WEIF’s continued inclusion on the Wealth List whilst you remained invested in the WEIF, which most accurately describes you:
8. Prior to first investing in the WEIF, did you read or receive news or information regarding the WEIF from any source other than HL?
9. If you answered yes to the previous question, which other sources?
10. After first investing in the WEIF, did you read or receive news or information regarding the WEIF from any source other than HL prior to 3 June 2019?
11. If you answered yes to the previous question, which other sources?
12. In the period 1 January 2014 to 3 June 2019, did you receive any advice from an independent financial advisor (IFA) regarding whether to invest and/or remain invested in the WEIF?
13. If you answered yes to the previous question, who provided that advice?
14. In addition to your investment in the WEIF using HL’s platform, did you also invest in the WEIF using a stockbroker or a platform other than HL?
15. If you answered yes to the previous question, which stockbroker(s) or platform(s)?
16. Before the launch of the WEIF in June 2014, did you invest in any previous fund managed by Neil Woodford at Invesco Perpetual?
17. Assume that the WEIF had been removed from the Wealth List before 3 June 2019. Which of the following most accurately describes what you would have done:
I believe that the facts stated in this Schedule of Information are true as at the date of this Schedule of Information. I understand that proceedings for contempt of court may be brought against anyone who makes, or causes to be made, a false statement in a document verified by a statement of truth without an honest belief in its truth. Please click the tick box to confirm
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