Potential Claims v. Hargreaves Lansdown Asset Management
Investor Questionnaire
Private & Confidential and Subject to Legal Privilege
RGL is collecting this data so that we and the legal team can assess the best way to progress the intended legal action against Hargreaves Lansdown Asset Management (HL). To this end, please note that we may share your data, in confidence, with our professional advisors.
Please take time to consider and answer each question presented to you as accurately and fully as possible, as this will form the basis of the analysis of your potential claim.
Many of the questions require straightforward “yes” or “no” responses. You should have to hand information on the dates and amounts you invested, and any dividends you received.
The responses provided should be for the person in whose name the investment is/was held. If your spouse, partner, or other family member held an investment in their own name, then their details should be provided on a separate questionnaire, not on the same one as your information.
If your investment was not made through Hargreaves Lansdown, please use the n/a option when responding to questions which relate specifically to HL.
Please note: This questionnaire needs to be completed in one sitting; it cannot be saved part way through for completion at a later date. However, while completing it, you can go back to correct or add to previous sections. You may wish to glance through the questions in advance in order to understand what is required.
Please also note that based on the answers you provide, you may not be presented with all numbered questions.
Compulsory questions are denoted by a red asterisk (*) questions without the red asterisk are non-compulsory.
When you reach the end, it is essential that you click the button which reads ”Submit”, and tick the “Catchpa box” that will appear to prove the answers have not been provided by automated SPAM software. By return, you will be sent an automated confirmation email showing the responses you have provided.
It is essential that you complete the questionnaire in order for the legal team to assess your potential claim. If you do not complete the questionnaire, then it is unlikely that we will be able to advance a potential claim on your behalf.
Please ensure that you do not destroy any documentation or records relating to your dealings with HL or your investments in the LF Woodford Equity Income Fund (WEIF), including emails, text messages and any handwritten notes you may have made, as at some later stage these will need to be reviewed by the legal team in consideration of what may or may not be relevant evidence.
Due to the potential for this information to result in Court proceedings, we recommend that you do not make any comments on social media about the specifics of your potential case, or make any general derogatory comments about Hargreaves Lansdown, or Link, or the LF Woodford Equity Income Fund (WEIF).
RGL Management Limited – © 2023 – All Rights Reserved
RGL Management Limited is authorised and regulated as a claims management company by the Financial Conduct Authority,
in respect of regulated claims management activity.
Registration number: FRN 833132, recorded on https://www.fca.org.uk
RGL Management Limited is registered in England and Wales,
company registration number: 10001048
Registered address: 29 Lincoln’s Inn Fields, London WC2A 3EG